Is Nationalism the offspring of Modernity?
In Nationalism and
Modernism[1] Anthony Smith
identifies the “modernist paradigm,” which defines nationalism as a product of modernity, as the
“dominant orthodoxy”, yet one which is challenged by competing paradigms, such
as perenialism and primordialism, and his own paradigm, ethno-symbolism. If there are alternative and competing
paradigms, in other words little consensus on this subject between historians,
then clearly we are not dealing with a paradigm in the Khunian sense. This is
not surprising since although nationalism, as a political and social movement,
has had a powerful impact in shaping the political geography of our planet, at
least since the late 18th century, much earlier for some historians - a period
which has been justifiably labeled the Age of Nationalism, the fact that it
covers such a long historical period and spans the globe has made attempts to
find universal laws to explain it not very productive. Even the dominant
paradigm fragments as further instances of nationalisms are investigated, or
re-visited. Moreover, as Smith has done, it is always possible to find at least
one or more cases that contradict the assumptions of a given paradigm and to
argue that this therefore “refutes” the paradigm.[2] For instance, to make the case against the
thesis that nationalism is the consequence of industrialisation, as put forward
by Ernest Gellner, Smith offers the following empirical evidence to the
contrary: “In Serbia, Finland, Mexico, West Africa and Japan, to take a few
cases at random, there was no significant industrial developments, or even its
beginnings, at the time of the emergence of nationalism.”[3] Smith considers these counter examples to be
sufficient to disprove the causality between industrialisation and nationalism
in general. There is however more to modernity than industrialisation.
The so-called “modernist paradigm”
is also questioned by some of its later adherents. For Tom Nairn, “The reason
why the dispute between modernists and primordialists is not resolved in
contemporary debates is because it is irresolvable.” [4] Other
historians have suggested that “modernization theory should be employed
descriptively, not normatively,”[5]
just to “tell it as it was” using Ranke’s oft repeated words. Still others have
tried to dissect the problem, Hans Kohn has classified nationalism as of the
eastern and western varieties, Andre Gunther Frank has differentiated between
“centre” and “periphery.”[6] Evidently, both of the elements in the
question posed, nationalism and modernity, are open to differing explanations,
sometimes quite contradictory ones, so that finding a satisfactory answer to
the question which can be claimed to be universally true over three centuries
may not be possible. To reduce the complexity inherent in the question I
propose to i) limit the period where
nationalism is analysed to within a relatively short historical window, from
the middle of the 18th century to the end of the First World War, and ii) to
focus on continental Europe and near periphery, which is where nationalism
found its first footholds. Naturally, modernity will also be considered for the
same period and in the same geography.
The historical raison
d'être
of nationalism, as an ideology and as a political movement, has been the
creation of modern nation-states. Kohn, one of the “founding fathers” of the
academic study of nationalism as Hobsbawm [7] alludes
to, puts this forcefully: “Nationalism demands the nation-state.”[8]
In instances where nationalism was not the ideological primer in the creation
of a nation-state, as may have been the case of Germany and Italy, nationalism
was nonetheless harnessed for the purpose of unification, a process that
strengthened the nation-state. [9] As a nation-state building paradigm nationalism
has been immensely successful. The
League of Nations formed in 1919 in the aftermath of the First World War had
already 42 founding member states, and the Unites Nations today boasts 193
member states. The empirically evident success of nationalism since the
beginning with the nineteenth century amply deserves for this period to be
viewed as Age of Nationalism. [10]
The explosive growth of nation-states occurred in a period of epochal economic
and political changes that witnessed on one hand the spread of the industrial
revolution, on the other the demise of dynastic and multi-national empires in
the wake of the First World War. The period on which we focus in this essay was
followed by the wave of liberation and anti-colonial national movements after
the Second World War. Nor is the process of nation-state formation exhausted
today, as many nations or ethnic minorities aspire and struggle for nationhood
in the Near East, Asia and Africa. Nationalism remains a strong factor in world
politics and maintains its full potential to be exploited in national
conflicts.
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Nationalism and the State, (Manchester, University Press, 1993)
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Minority Peoples in the Age of Nation-States (London, Pluto, 1989)
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of Political Ideologies (Vol 17(1), February 2012), pp. 13-34
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Nations and Nationalism (London, Blackwell, 2006)
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[2]
“Of nearly every theory it may be said that it agrees with many facts: this is
one of the reasons why a theory can be said to be corroborated only if we are
unable to find refuting facts rather than if we are able to find supporting
facts.” Karl Popper - The
Poverty of Historicism (London, Routledge,
1961), p.111.
[9]
Breuilly argues in Nationalism and the State that
historians have overemphasized the role of “radical nationalism leading the way
to unity in Germany and Italy,” but that in both cases nationalism had brought
the modern elites together to run the newly created states. John Breuilly
(Manchester, University Press, 1993), p.114-5.
[10]
For example, Kohn in The Idea of Nationalism (New York,1945) and Gellner in
Nations and Nationalism (p. 55). Also in Kohn, The Age of Nationalism, (1965)
[15]
Karl Marx, ‘A Contribution to the
Critique of Political Economy,’ Selected Works, p.509. Although first expressed
in The German Ideology in 1846, this formulation of Marx’s materialist
conception of history is found in the “Preface” to his 1859 Contribution to the Critique of Political Economy from which the quote is taken.
[17]
Hobsbawm, Nations and Nationalism Since 1780, p.3. To explain how “national
patriotism” could become such a powerful political force in the creation of
modern states and nations, Hobsbawm
develops the concept of “proto-national” bonds that may have existed in the
communities which fitted in the modern nation. p. 46.
[19]
Adrian Hastings, The Construction of Nationhood (Cambridge, Cambridge University Press, 1997), p.
4.
[22]
Frank Becker, The American Revolution as a European Media Event (2011),
Original in German, displayed online in English.
[24]
The system of the rights of man was based on the principle of national
sovereignty of a people, as defined in Article 3 of the Declaration: The
principle of all sovereignty resides essentially in the nation.
[25] The right
to self-determination as nation-states also figures in the Declaration of the
Rights of the Toiling Masses (Moscow, January 1918).
[28]
John Breuilly, Nationalism and the State (Manchester, Manchester University
Press, 1993), p.135-7.
[32] Robert Olson, The
Emergence of Kurdish Nationalism and the Sheikh Said Rebellion 1880-1925,
(Texas, University of Texas Press, 1989), p.2.
[33] The concept of modernity is traced by
many to Max Weber, for instance by Simms in The Struggle for Mastery in Germany
1779-1850, p.5.
[34]
Anthony Giddens, The Consequences of Modernity (Cambridge,
Cambridge University Press, 1991), p. 1
[38]
For John Breuilly the fundamental point of nationalism is “above and beyond all
else, about politics, and that politics is about power. Power, in the modern
world, is principally about the control of the state.” Nationalism and the
State, p. 1
[44] “Kurdish nationalism as
a programme for the construction of a Kurdish state emerges only during the
years of 1928-19.” Abbas Vali, Kurdish Nationalism (California, Mazda , 2003),
p.15.
[45] Daniele Conversi,
Modernism and Nationalism, Journal of Political Ideologies 17(1) (February
2012), pp. 28.
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